Compliance Audit Status
As communicated by BASL to all IAs, please update below on your website. The same be added in any page of our choice.
"Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last financial years are as under :"
| Sr. no | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | FY 2024-25 | Not Conducted | Audit was not applicable as the registration was granted in FY 25-26 |
This audit information will be changed every year
Display link to smartodr - SMART ODR is a portal for investor greviances . We will need to show the link on the home page -https://smartodr.in/login